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CMS-TOP-23-009 ; CERN-EP-2025-143
Probing the flavour structure of dimension-6 EFT operators in multilepton final states in proton-proton collisions at $ \sqrt{s}= $ 13 TeV
Submitted to J. High Energy Phys.
Abstract: An analysis of the flavour structure of dimension-6 effective field theory (EFT) operators in multilepton final states is presented, focusing on the interactions involving Z bosons. For the first time, the flavour structure of these operators is disentangled by simultaneously probing the interactions with different quark generations. The analysis targets the associated production of a top quark pair and a Z boson, as well as diboson processes in final states with at least three leptons, which can be electrons or muons. The data were recorded by the CMS experiment in the years 2016-2018 in proton-proton collisions at a centre-of-mass energy of 13 TeV and correspond to an integrated luminosity of 138 fb$ ^{-1} $. Consistency with the standard model of particle physics is observed and limits are set on the selected Wilson coefficients, split into couplings to light- and heavy-quark generations.
Figures Summary References CMS Publications
Figures

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Figure 1:
Representative Feynman diagrams showing the leading-order contributions to the $ \mathrm{t}\overline{\mathrm{t}}\mathrm{Z} $ production, with the Z boson radiated from the initial-state quarks (left) and from one of the top quarks (middle). The WZ and/or ZZ production is also shown (right). The vertices affected by the EFT operators probed in this analysis are highlighted with red dots.

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Figure 2:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the three signal regions of this analysis. Shown are $ \text{SR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (upper left), $ \text{SR}_{\mathrm{W}\mathrm{Z}} $ (upper right), and $ \text{SR}_{\mathrm{Z}\mathrm{Z}} $ (lower). In each region, the target process ($ \mathrm{t}\overline{\mathrm{t}}\mathrm{Z} $, WZ, or ZZ) is shown at the SM point (coloured areas) and various EFT hypotheses (lines). The hashed band includes only uncertainties in the renormalisation and factorisation scales ($ \mu_{\text{R}} $ and $ \mu_{\text{F}} $). The upper, middle, and lower ratio panels show the ratio of EFT hypotheses for light-quark, heavy-quark, and EW boson couplings, respectively. The bin content is divided by the bin width.

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Figure 2-a:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the three signal regions of this analysis. Shown are $ \text{SR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (upper left), $ \text{SR}_{\mathrm{W}\mathrm{Z}} $ (upper right), and $ \text{SR}_{\mathrm{Z}\mathrm{Z}} $ (lower). In each region, the target process ($ \mathrm{t}\overline{\mathrm{t}}\mathrm{Z} $, WZ, or ZZ) is shown at the SM point (coloured areas) and various EFT hypotheses (lines). The hashed band includes only uncertainties in the renormalisation and factorisation scales ($ \mu_{\text{R}} $ and $ \mu_{\text{F}} $). The upper, middle, and lower ratio panels show the ratio of EFT hypotheses for light-quark, heavy-quark, and EW boson couplings, respectively. The bin content is divided by the bin width.

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Figure 2-b:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the three signal regions of this analysis. Shown are $ \text{SR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (upper left), $ \text{SR}_{\mathrm{W}\mathrm{Z}} $ (upper right), and $ \text{SR}_{\mathrm{Z}\mathrm{Z}} $ (lower). In each region, the target process ($ \mathrm{t}\overline{\mathrm{t}}\mathrm{Z} $, WZ, or ZZ) is shown at the SM point (coloured areas) and various EFT hypotheses (lines). The hashed band includes only uncertainties in the renormalisation and factorisation scales ($ \mu_{\text{R}} $ and $ \mu_{\text{F}} $). The upper, middle, and lower ratio panels show the ratio of EFT hypotheses for light-quark, heavy-quark, and EW boson couplings, respectively. The bin content is divided by the bin width.

png pdf
Figure 2-c:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the three signal regions of this analysis. Shown are $ \text{SR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (upper left), $ \text{SR}_{\mathrm{W}\mathrm{Z}} $ (upper right), and $ \text{SR}_{\mathrm{Z}\mathrm{Z}} $ (lower). In each region, the target process ($ \mathrm{t}\overline{\mathrm{t}}\mathrm{Z} $, WZ, or ZZ) is shown at the SM point (coloured areas) and various EFT hypotheses (lines). The hashed band includes only uncertainties in the renormalisation and factorisation scales ($ \mu_{\text{R}} $ and $ \mu_{\text{F}} $). The upper, middle, and lower ratio panels show the ratio of EFT hypotheses for light-quark, heavy-quark, and EW boson couplings, respectively. The bin content is divided by the bin width.

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Figure 3:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the control regions of this analysis. Shown are $ \text{CR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (left) and $ \text{CR}_{\mathrm{W}\mathrm{Z}} $ (right). Predictions are all obtained from simulation and are displayed as coloured areas. The hashed area shows the statistical uncertainty in the prediction. Data are displayed as markers, where the vertical bars represent the statistical uncertainty. The bin content is divided by the bin width.

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Figure 3-a:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the control regions of this analysis. Shown are $ \text{CR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (left) and $ \text{CR}_{\mathrm{W}\mathrm{Z}} $ (right). Predictions are all obtained from simulation and are displayed as coloured areas. The hashed area shows the statistical uncertainty in the prediction. Data are displayed as markers, where the vertical bars represent the statistical uncertainty. The bin content is divided by the bin width.

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Figure 3-b:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the control regions of this analysis. Shown are $ \text{CR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (left) and $ \text{CR}_{\mathrm{W}\mathrm{Z}} $ (right). Predictions are all obtained from simulation and are displayed as coloured areas. The hashed area shows the statistical uncertainty in the prediction. Data are displayed as markers, where the vertical bars represent the statistical uncertainty. The bin content is divided by the bin width.

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Figure 4:
Schematic representation of the SRs and CRs used in this analysis. The application of the estimated nonprompt lepton background from the CRs into the SRs is illustrated with arrows.

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Figure 5:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the three signal regions of this analysis. Shown are the $ \text{SR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (upper left), $ \text{SR}_{\mathrm{W}\mathrm{Z}} $ (upper right), and $ \text{SR}_{\mathrm{Z}\mathrm{Z}} $ (lower) regions. The data (markers) are compared to the prediction from simulation and the data-driven estimate of nonprompt leptons (coloured areas). The lower panel displays the ratio to the predictions before the fit. The hashed area displays the total uncertainties and the red line displays the best fit result in a setup with all EFT parameters. The bin content is divided by the bin width.

png pdf
Figure 5-a:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the three signal regions of this analysis. Shown are the $ \text{SR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (upper left), $ \text{SR}_{\mathrm{W}\mathrm{Z}} $ (upper right), and $ \text{SR}_{\mathrm{Z}\mathrm{Z}} $ (lower) regions. The data (markers) are compared to the prediction from simulation and the data-driven estimate of nonprompt leptons (coloured areas). The lower panel displays the ratio to the predictions before the fit. The hashed area displays the total uncertainties and the red line displays the best fit result in a setup with all EFT parameters. The bin content is divided by the bin width.

png pdf
Figure 5-b:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the three signal regions of this analysis. Shown are the $ \text{SR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (upper left), $ \text{SR}_{\mathrm{W}\mathrm{Z}} $ (upper right), and $ \text{SR}_{\mathrm{Z}\mathrm{Z}} $ (lower) regions. The data (markers) are compared to the prediction from simulation and the data-driven estimate of nonprompt leptons (coloured areas). The lower panel displays the ratio to the predictions before the fit. The hashed area displays the total uncertainties and the red line displays the best fit result in a setup with all EFT parameters. The bin content is divided by the bin width.

png pdf
Figure 5-c:
Distributions of the Z boson $ p_{\mathrm{T}} $ in the three signal regions of this analysis. Shown are the $ \text{SR}_{\mathrm{t}\overline{\mathrm{t}}\mathrm{Z}} $ (upper left), $ \text{SR}_{\mathrm{W}\mathrm{Z}} $ (upper right), and $ \text{SR}_{\mathrm{Z}\mathrm{Z}} $ (lower) regions. The data (markers) are compared to the prediction from simulation and the data-driven estimate of nonprompt leptons (coloured areas). The lower panel displays the ratio to the predictions before the fit. The hashed area displays the total uncertainties and the red line displays the best fit result in a setup with all EFT parameters. The bin content is divided by the bin width.

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Figure 6:
Summary of the limits obtained for the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $, $ c_{\varphi q}^{(3)(11+22)} $, $ c_{\varphi u}^{(11+22)} $, $ c_{\varphi d}^{(11+22)} $, $ c_{\varphi q}^{(-)(33)} $, $ c_{\varphi q}^{(3)(33)} $, $ c_{\varphi u}^{(33)} $, $ c_{\varphi d}^{(33)} $, $ c_{W} $, and $ c_{\widetilde{W}} $. Shown are the best fit points and limits for scans where other Wilson coefficients are fixed to zero (`fixed') or are allowed to float (`profiled'). The points where the difference $ -2\Delta\ln L $ with respect to the best fit increases by 1 and 3.84 are shown as horizontal error bars. These points correspond to the 68 and 95% CL limits in the asymptotic approximation. For each Wilson coefficient value, the EFT energy scale is assumed to be $ \Lambda= $ 1 TeV. For better visibility, the heavy quark couplings are multiplied by a factor of 0.1.

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Figure 7:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). All Wilson coefficients that are not scanned are fixed to zero. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 7-a:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). All Wilson coefficients that are not scanned are fixed to zero. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 7-b:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). All Wilson coefficients that are not scanned are fixed to zero. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 7-c:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). All Wilson coefficients that are not scanned are fixed to zero. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 7-d:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). All Wilson coefficients that are not scanned are fixed to zero. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 7-e:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). All Wilson coefficients that are not scanned are fixed to zero. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 8:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). Other Wilson coefficients are allowed to float in the fit. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 8-a:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). Other Wilson coefficients are allowed to float in the fit. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 8-b:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). Other Wilson coefficients are allowed to float in the fit. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 8-c:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). Other Wilson coefficients are allowed to float in the fit. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 8-d:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). Other Wilson coefficients are allowed to float in the fit. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 8-e:
Likelihood as a function of the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $ and $ c_{\varphi q}^{(-)(33)} $ (upper left), $ c_{\varphi q}^{(3)(11+22)} $ and $ c_{\varphi q}^{(3)(33)} $ (upper right), $ c_{\varphi u}^{(11+22)} $ and $ c_{\varphi u}^{(33)} $ (middle left), $ c_{\varphi d}^{(11+22)} $ and $ c_{\varphi d}^{(33)} $ (middle right), as well as $ c_{W} $ and $ c_{\widetilde{W}} $ (lower). Other Wilson coefficients are allowed to float in the fit. The best fit value is shown with a marker and the coloured lines correspond to the crossing points of $ -2\Delta\ln L $ at 2.28 and 5.99, which correspond to the 68 and 95% CL limits in the asymptotic approximation.

png pdf
Figure 9:
Summary of the limits in the energy scale $ \Lambda $ obtained from the limits on the Wilson coefficients $ c_{\varphi q}^{(-)(11+22)} $, $ c_{\varphi q}^{(3)(11+22)} $, $ c_{\varphi u}^{(11+22)} $, $ c_{\varphi d}^{(11+22)} $, $ c_{\varphi q}^{(-)(33)} $, $ c_{\varphi q}^{(3)(33)} $, $ c_{\varphi u}^{(33)} $, $ c_{\varphi d}^{(33)} $, $ c_{W} $, and $ c_{\widetilde{W}} $. Shown are limits for scans where other Wilson coefficients are fixed to zero. The limit on $ \Lambda $ is calculated from the Wilson coefficient value at $ q = -2\Delta\ln L = $ 3.84, which corresponds to the 95% CL limit in the asymptotic approximation. The least stringent limit is chosen for each Wilson coefficient and limits are shown for three scenarios of $ c_{i} $.
Summary
An analysis of the flavour structures in effective field theory (EFT) couplings has been presented, considering the electroweak coupling to quarks of different generations in the processes $ \mathrm{t}\overline{\mathrm{t}}\mathrm{Z} $, WZ, and ZZ. Proton-proton collision data, collected at $ \sqrt{s}= $ 13 TeV in 2016-2018 by the CMS detector and corresponding to an integrated luminosity of 138 fb$ ^{-1} $ were analysed. For the first time, the flavour structures of the Z-quark couplings are disentangled by simultaneously probing the light- and heavy-quark couplings in different processes. The measured Wilson coefficients are compatible with the standard model hypothesis within their uncertainties and corresponding limits are placed using one- and two-dimensional scans of the profiled likelihood test statistic. Extracting the EFT parameters from multiple processes simultaneously makes it possible to correctly correlate EFT effects of the three processes that are often important backgrounds of each other. Thus, these results contribute to a more comprehensive EFT interpretation that preserves correlations in combinations or global fits, rather than focusing solely on individual processes.
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Compact Muon Solenoid
LHC, CERN