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CMS-PAS-HIG-21-010
Search for a charged Higgs boson decaying into a heavy neutral Higgs boson and a W boson in proton-proton collisions at $\sqrt{s}= $ 13 TeV
Abstract: A search for a charged Higgs boson H$^{\pm}$ decaying into a heavy neutral Higgs boson H and a W boson is presented. The analysis targets the H boson decay into a pair of tau leptons with at least one of them decaying hadronically and with an additional electron or muon present in the event. The search is based on proton-proton collision data recorded by the CMS experiment during 2016$-$2018 at $\sqrt{s} = $ 13 TeV, corresponding to an integrated luminosity of 138 fb$^{-1}$. The observed data are consistent with standard model expectations. Upper limits at 95% confidence level are set on the product of the cross section and branching fraction for an H$^{\pm}$ in the mass range of 300 to 700 GeV, assuming an H with a mass of 200 GeV. The observed limit ranges from 0.080 pb at 300 GeV to 0.013 pb at 700 GeV. These are the first limits on this process at the LHC.
Figures & Tables Summary References CMS Publications
Figures

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Figure 1:
LO Feynman diagrams for the production of a heavy H$^{+}$ at the LHC through ${{\mathrm{p}} {\mathrm{p}} \to \mathrm{t} (\mathrm{b}) \mathrm{H} ^{+}}$ in the 4FS (left) and 5FS (right).

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Figure 1-a:
LO Feynman diagrams for the production of a heavy H$^{+}$ at the LHC through ${{\mathrm{p}} {\mathrm{p}} \to \mathrm{t} (\mathrm{b}) \mathrm{H} ^{+}}$ in the 4FS (left) and 5FS (right).

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Figure 1-b:
LO Feynman diagrams for the production of a heavy H$^{+}$ at the LHC through ${{\mathrm{p}} {\mathrm{p}} \to \mathrm{t} (\mathrm{b}) \mathrm{H} ^{+}}$ in the 4FS (left) and 5FS (right).

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Figure 2:
Feynman diagrams showing the production of a heavy H$^{+}$ in the 4FS, followed by the ${\mathrm{H} ^{+} \to \mathrm{H} \mathrm{W} ^{+}}$ and ${\mathrm{H} \to \tau \tau}$ decays, resulting in ${\ell {\tau _\mathrm {h}}}$ (left) and ${\ell {\tau _\mathrm {h}} {\tau _\mathrm {h}}}$ (right) final states.

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Figure 2-a:
Feynman diagrams showing the production of a heavy H$^{+}$ in the 4FS, followed by the ${\mathrm{H} ^{+} \to \mathrm{H} \mathrm{W} ^{+}}$ and ${\mathrm{H} \to \tau \tau}$ decays, resulting in ${\ell {\tau _\mathrm {h}}}$ (left) and ${\ell {\tau _\mathrm {h}} {\tau _\mathrm {h}}}$ (right) final states.

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Figure 2-b:
Feynman diagrams showing the production of a heavy H$^{+}$ in the 4FS, followed by the ${\mathrm{H} ^{+} \to \mathrm{H} \mathrm{W} ^{+}}$ and ${\mathrm{H} \to \tau \tau}$ decays, resulting in ${\ell {\tau _\mathrm {h}}}$ (left) and ${\ell {\tau _\mathrm {h}} {\tau _\mathrm {h}}}$ (right) final states.

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Figure 3:
Receiver operating characteristic curve of the ${\mathrm{t} ^{\text {res}}}$ tagger. The cross-, triangle-, and star-shaped markers indicate the loose, medium, and tight working points with 10$%$, 5$%$ and 1$%$ background misidentification probability. The corresponding identification efficiencies are 91$%$, 81$%$ and 47$%$, respectively.

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Figure 4:
Misidentification rate (left) and ${\mathrm{t} ^{\text {res}}}$-tagging efficiency (right) in data and simulation, as a function of the ${\mathrm{t} ^{\text {res}}}$-candidate ${p_{\mathrm {T}}}$ for the loose working point, using the 2017 data.

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Figure 4-a:
Misidentification rate (left) and ${\mathrm{t} ^{\text {res}}}$-tagging efficiency (right) in data and simulation, as a function of the ${\mathrm{t} ^{\text {res}}}$-candidate ${p_{\mathrm {T}}}$ for the loose working point, using the 2017 data.

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Figure 4-b:
Misidentification rate (left) and ${\mathrm{t} ^{\text {res}}}$-tagging efficiency (right) in data and simulation, as a function of the ${\mathrm{t} ^{\text {res}}}$-candidate ${p_{\mathrm {T}}}$ for the loose working point, using the 2017 data.

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Figure 5:
Three of the BDTG input variables used for the ${\mu {\tau _\mathrm {h}}}$ final state, assuming a signal with mass $m_{{\mathrm{\tilde{H}^{\pm_j}}}} = $ 700 GeV and 2018 data-taking conditions; the azimuthal angle between the $\mu $ and ${\vec{p}}_{\mathrm {T}}^{\,\text {miss}}$ objects (left), the ratio of the ${p_{\mathrm {T}}}$ of the third leading jet and the ${H_{\mathrm {T}}}$ (middle), and the transverse mass reconstructed from the $\mu $, $\tau _\mathrm {h}$, $j_{1}$, $j_{2}$, and ${\vec{p}}_{\mathrm {T}}^{\,\text {miss}}$ objects (right). Both signal and background distributions are normalized to unit area.

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Figure 5-a:
Three of the BDTG input variables used for the ${\mu {\tau _\mathrm {h}}}$ final state, assuming a signal with mass $m_{{\mathrm{\tilde{H}^{\pm_j}}}} = $ 700 GeV and 2018 data-taking conditions; the azimuthal angle between the $\mu $ and ${\vec{p}}_{\mathrm {T}}^{\,\text {miss}}$ objects (left), the ratio of the ${p_{\mathrm {T}}}$ of the third leading jet and the ${H_{\mathrm {T}}}$ (middle), and the transverse mass reconstructed from the $\mu $, $\tau _\mathrm {h}$, $j_{1}$, $j_{2}$, and ${\vec{p}}_{\mathrm {T}}^{\,\text {miss}}$ objects (right). Both signal and background distributions are normalized to unit area.

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Figure 5-b:
Three of the BDTG input variables used for the ${\mu {\tau _\mathrm {h}}}$ final state, assuming a signal with mass $m_{{\mathrm{\tilde{H}^{\pm_j}}}} = $ 700 GeV and 2018 data-taking conditions; the azimuthal angle between the $\mu $ and ${\vec{p}}_{\mathrm {T}}^{\,\text {miss}}$ objects (left), the ratio of the ${p_{\mathrm {T}}}$ of the third leading jet and the ${H_{\mathrm {T}}}$ (middle), and the transverse mass reconstructed from the $\mu $, $\tau _\mathrm {h}$, $j_{1}$, $j_{2}$, and ${\vec{p}}_{\mathrm {T}}^{\,\text {miss}}$ objects (right). Both signal and background distributions are normalized to unit area.

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Figure 5-c:
Three of the BDTG input variables used for the ${\mu {\tau _\mathrm {h}}}$ final state, assuming a signal with mass $m_{{\mathrm{\tilde{H}^{\pm_j}}}} = $ 700 GeV and 2018 data-taking conditions; the azimuthal angle between the $\mu $ and ${\vec{p}}_{\mathrm {T}}^{\,\text {miss}}$ objects (left), the ratio of the ${p_{\mathrm {T}}}$ of the third leading jet and the ${H_{\mathrm {T}}}$ (middle), and the transverse mass reconstructed from the $\mu $, $\tau _\mathrm {h}$, $j_{1}$, $j_{2}$, and ${\vec{p}}_{\mathrm {T}}^{\,\text {miss}}$ objects (right). Both signal and background distributions are normalized to unit area.

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Figure 6:
Observed event yields (black markers) for the 18 categories considered in this analysis, grouped into data sets that are represented by vertical dashed lines. The expected event yields (stacked histograms) resulting from a background-only fit to the data are also shown, broken down into various background processes. The solid red line represents the expected signal yields from ${{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}$ with masses $m_{{\mathrm{\tilde{H}^{\pm_j}}}} = $ 500 GeV and $ {m_{\mathrm{H}}} = $ 200 GeV, assuming $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}= $ 1 pb.

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Figure 7:
The MVA\ output of the BDTG for the e${\tau _\mathrm {h}}$ (left) and ${\mu {\tau _\mathrm {h}}}$ (right) final states used in the limit extraction, after a background-only fit to the data. The data sets of all years and all categories have been added. The prefit contribution from ${{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}$ with masses ${m_{{\mathrm{\tilde{H}^{\pm_j}}}}} = $ 500 GeV and $ {m_{\mathrm{H}}} = $ 200 GeV and $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}= $ 1 pb is also shown.

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Figure 7-a:
The MVA\ output of the BDTG for the e${\tau _\mathrm {h}}$ (left) and ${\mu {\tau _\mathrm {h}}}$ (right) final states used in the limit extraction, after a background-only fit to the data. The data sets of all years and all categories have been added. The prefit contribution from ${{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}$ with masses ${m_{{\mathrm{\tilde{H}^{\pm_j}}}}} = $ 500 GeV and $ {m_{\mathrm{H}}} = $ 200 GeV and $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}= $ 1 pb is also shown.

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Figure 7-b:
The MVA\ output of the BDTG for the e${\tau _\mathrm {h}}$ (left) and ${\mu {\tau _\mathrm {h}}}$ (right) final states used in the limit extraction, after a background-only fit to the data. The data sets of all years and all categories have been added. The prefit contribution from ${{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}$ with masses ${m_{{\mathrm{\tilde{H}^{\pm_j}}}}} = $ 500 GeV and $ {m_{\mathrm{H}}} = $ 200 GeV and $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}= $ 1 pb is also shown.

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Figure 8:
The $m_{\mathrm {T}}$ distributions for the e${\tau _\mathrm {h}} {\tau _\mathrm {h}}$ (left) and $\mu {\tau _\mathrm {h}} {\tau _\mathrm {h}}$ (right) final states used in the limit extraction, after a background-only fit to the data. The data sets of all years have been added. The prefit contribution from ${{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}$ with masses ${m_{{\mathrm{\tilde{H}^{\pm_j}}}}} = $ 500 GeV and $ {m_{\mathrm{H}}} = $ 200 GeV and $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}= $ 1 pb is also shown.

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Figure 8-a:
The $m_{\mathrm {T}}$ distributions for the e${\tau _\mathrm {h}} {\tau _\mathrm {h}}$ (left) and $\mu {\tau _\mathrm {h}} {\tau _\mathrm {h}}$ (right) final states used in the limit extraction, after a background-only fit to the data. The data sets of all years have been added. The prefit contribution from ${{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}$ with masses ${m_{{\mathrm{\tilde{H}^{\pm_j}}}}} = $ 500 GeV and $ {m_{\mathrm{H}}} = $ 200 GeV and $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}= $ 1 pb is also shown.

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Figure 8-b:
The $m_{\mathrm {T}}$ distributions for the e${\tau _\mathrm {h}} {\tau _\mathrm {h}}$ (left) and $\mu {\tau _\mathrm {h}} {\tau _\mathrm {h}}$ (right) final states used in the limit extraction, after a background-only fit to the data. The data sets of all years have been added. The prefit contribution from ${{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}$ with masses ${m_{{\mathrm{\tilde{H}^{\pm_j}}}}} = $ 500 GeV and $ {m_{\mathrm{H}}} = $ 200 GeV and $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}= $ 1 pb is also shown.

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Figure 9:
Expected and observed upper limits at 95% CL on the product of cross section and branching fraction $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}$ as a function of $m_{{\mathrm{\tilde{H}^{\pm_j}}}}$ and assuming $ {m_{\mathrm{H}}} = $ 200 GeV for the combination of all final states considered (left). The observed upper limits are represented by a solid black line and circle markers. The median expected limit (dashed line), 68% (inner green band), and 95% (outer yellow band) confidence intervals are also shown. The relative expected contributions of each final state to the overall combination are also presented (right). The black solid line corresponds to the combined expected limit, while the red dash-dotted, green dashed, blue dashed-dotted, and orange dashed lines represent the relative contributions from the e${\tau _\mathrm {h}}$, $\mu {\tau _\mathrm {h}}$, e${\tau _\mathrm {h}} {\tau _\mathrm {h}}$, and $\mu {\tau _\mathrm {h}} {\tau _\mathrm {h}}$ channels, respectively.

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Figure 9-a:
Expected and observed upper limits at 95% CL on the product of cross section and branching fraction $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}$ as a function of $m_{{\mathrm{\tilde{H}^{\pm_j}}}}$ and assuming $ {m_{\mathrm{H}}} = $ 200 GeV for the combination of all final states considered (left). The observed upper limits are represented by a solid black line and circle markers. The median expected limit (dashed line), 68% (inner green band), and 95% (outer yellow band) confidence intervals are also shown. The relative expected contributions of each final state to the overall combination are also presented (right). The black solid line corresponds to the combined expected limit, while the red dash-dotted, green dashed, blue dashed-dotted, and orange dashed lines represent the relative contributions from the e${\tau _\mathrm {h}}$, $\mu {\tau _\mathrm {h}}$, e${\tau _\mathrm {h}} {\tau _\mathrm {h}}$, and $\mu {\tau _\mathrm {h}} {\tau _\mathrm {h}}$ channels, respectively.

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Figure 9-b:
Expected and observed upper limits at 95% CL on the product of cross section and branching fraction $ {\sigma _{{\mathrm{\tilde{H}^{\pm_j}}}} {\mathcal {B}({{\mathrm{\tilde{H}^{\pm_j}}} \to \mathrm{H} \mathrm{W^{\pm}}}, {\mathrm{H} \to \tau \tau})}}$ as a function of $m_{{\mathrm{\tilde{H}^{\pm_j}}}}$ and assuming $ {m_{\mathrm{H}}} = $ 200 GeV for the combination of all final states considered (left). The observed upper limits are represented by a solid black line and circle markers. The median expected limit (dashed line), 68% (inner green band), and 95% (outer yellow band) confidence intervals are also shown. The relative expected contributions of each final state to the overall combination are also presented (right). The black solid line corresponds to the combined expected limit, while the red dash-dotted, green dashed, blue dashed-dotted, and orange dashed lines represent the relative contributions from the e${\tau _\mathrm {h}}$, $\mu {\tau _\mathrm {h}}$, e${\tau _\mathrm {h}} {\tau _\mathrm {h}}$, and $\mu {\tau _\mathrm {h}} {\tau _\mathrm {h}}$ channels, respectively.
Tables

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Table 1:
Offline selections applied to the reconstructed objects to obtain the SRs of the ${\ell {\tau _\mathrm {h}}}$ and ${\ell {\tau _\mathrm {h}} {\tau _\mathrm {h}}}$ final states. The ${p_{\mathrm {T}}}$, ${{p_{\mathrm {T}}} ^\text {miss}}$, and ${S_{\mathrm {T}}}$ variables are reported in units of GeV, and ${Q_{}}$ in units of $e$. Selection criteria that depend on the year of data taking are presented in parentheses with the order corresponding to (2016, 2017, 2018). The symbol $\star $ is used to represent an electron (muon) for the e${\tau _\mathrm {h}}$ ($\mu {\tau _\mathrm {h}}$) final states, and a ${\tau _\mathrm {h}}$ object in the e${\tau _\mathrm {h}} {\tau _\mathrm {h}}$ and $\mu {\tau _\mathrm {h}} {\tau _\mathrm {h}}$ final states.

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Table 2:
Offline selections applied to the reconstructed objects to obtain the CRs and VRs for the misidentified ${\tau _\mathrm {h}}$ estimation in the ${\ell {\tau _\mathrm {h}}}$ and ${\ell {\tau _\mathrm {h}} {\tau _\mathrm {h}}}$ final states. Only differences with respect to the corresponding SRs are shown. The ${p_{\mathrm {T}}}$, ${{p_{\mathrm {T}}} ^\text {miss}}$, and ${S_{\mathrm {T}}}$ variables are reported in units of GeV, and ${Q_{}}$ in units of $e$. The symbol $\star $ is used to represent an electron (muon) for the e${\tau _\mathrm {h}}$ ($\mu {\tau _\mathrm {h}}$) final states, and a ${\tau _\mathrm {h}}$ object in the e${\tau _\mathrm {h}} {\tau _\mathrm {h}}$ and $\mu {\tau _\mathrm {h}} {\tau _\mathrm {h}}$ final states.

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Table 3:
Variables included in the training of the BDTG used for the ${\ell {\tau _\mathrm {h}}}$ final states and $ {m_{{\mathrm{\tilde{H}^{\pm_j}}}}} = $ 700 GeV, in descending order of post-training ranking. It is derived by counting how often the variables are used to split decision tree nodes, and by weighting each split occurrence by the separation gain squared it has achieved and by the number of events in the node.

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Table 4:
Summary of all sources of systematic uncertainties, for all categories considered. Their impact on the expected event yields is presented as a percentage% and is evaluated before simultaneous fitting the data for the background-only hypothesis. They describe the effect of each nuisance parameter on the overall normalization of the signal model or the total background. The quoted range represents the minimum and maximum values observed through the different samples and data eras. Nuisance parameters with a check mark (v) also affect the shape of the fit discriminant shape, while those marked with a dash (---) do not.
Summary
Results are presented from a search for a charged Higgs boson ${{\mathrm{\tilde{H}^{\pm_j}}}}$ decaying into a heavy neutral Higgs boson H and a W boson, a first such effort carried out by an LHC experiment. Events are selected with exactly one isolated electron or muon, targeting event topologies whereby the H boson decays into a pair of tau leptons with at least one decaying hadronically. Four distinct final states are considered; e${\tau_\mathrm{h}}$, $\mu{\tau_\mathrm{h}}$, e${\tau_\mathrm{h}}{\tau_\mathrm{h}}$, and $\mu{\tau_\mathrm{h}}{\tau_\mathrm{h}}$. The analysis uses proton-proton collision data recorded by the CMS detector at $\sqrt{s} = $ 13 TeV, corresponding to an integrated luminosity of 138 fb$^{-1}$. No significant deviation is observed from standard model expectations. Upper limits at 95% confidence level are set on the product of the ${{\mathrm{\tilde{H}^{\pm_j}}}}$ production cross section and its branching fraction to $\mathrm{H}\mathrm{W^{\pm}}$ with ${H_{\mathrm{T}}}$. The observed limit is found to range from 0.080 to 0.013 pb for ${{\mathrm{\tilde{H}^{\pm_j}}}}$ masses in the range of 300 to 700 GeV, assuming an H with a mass of 200 GeV.
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Compact Muon Solenoid
LHC, CERN