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CMS-PAS-EXO-19-011
A deep neural network-based tagger to search for new long-lived particle states decaying to jets
Abstract: The development of a tagging algorithm to identify jets that are significantly displaced from the luminous regions of LHC proton-proton (pp) collisions is presented. Displaced jets can arise from the decay of a long-lived particle (LLP), which are predicted by several theoretical extensions to the standard model. The tagger is a multiclass classifier based on a deep neural network, which is parameterized according to the proper decay length $\text{c}\tau_0$ of the LLP. A novel scheme is defined to reliably label jets from LLP decays for supervised learning. Samples of both simulated events and pp collision data are used to train the neural network. Domain adaptation by backward propagation is performed to improve the simulation modelling of the jet class probability distributions observed in pp collision data. The tagger is applied in a search for long-lived gluinos, a manifestation of split supersymmetric models. The tagger provides a rejection factor of 10 000 for jets from standard model processes while maintaining an LLP jet tagging efficiency of 30-80% for split supersymmetric models with 1 mm $\leq \text{c}\tau_0 \leq $ 10 m. The expected coverage of the split supersymmetric model parameter space is presented.
Figures & Tables Summary References CMS Publications
Figures

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Figure 1:
Two examples of a ${\mathrm{\tilde{g}}} \to \mathrm{q} \mathrm{\bar{q}} \tilde{\chi}^0_1 $ decay using truth information from the MadGraph 5\_amc@nlo 2.2.2 [49] and PYTHIA 8.205 [50] programs. The positions of various particles in the $\eta $-$\phi $ plane are shown: the LLP (${\mathrm{\tilde{g}}}$) and its daughter particles ($\mathrm{q} \mathrm{\bar{q}} \tilde{\chi}^0_1 $) are shown in the lower and middle planes, respectively; the upper plane depicts the location of the stable final-state particles after hadronization, with shaded ellipses overlaid to indicate the reconstructed jets. Each quark and its decay is assigned a unique colour. The dotted lines indicate the links between parent and daughter particles.

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Figure 1-a:
Two examples of a ${\mathrm{\tilde{g}}} \to \mathrm{q} \mathrm{\bar{q}} \tilde{\chi}^0_1 $ decay using truth information from the MadGraph 5\_amc@nlo 2.2.2 [49] and PYTHIA 8.205 [50] programs. The positions of various particles in the $\eta $-$\phi $ plane are shown: the LLP (${\mathrm{\tilde{g}}}$) and its daughter particles ($\mathrm{q} \mathrm{\bar{q}} \tilde{\chi}^0_1 $) are shown in the lower and middle planes, respectively; the upper plane depicts the location of the stable final-state particles after hadronization, with shaded ellipses overlaid to indicate the reconstructed jets. Each quark and its decay is assigned a unique colour. The dotted lines indicate the links between parent and daughter particles.

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Figure 1-b:
Two examples of a ${\mathrm{\tilde{g}}} \to \mathrm{q} \mathrm{\bar{q}} \tilde{\chi}^0_1 $ decay using truth information from the MadGraph 5\_amc@nlo 2.2.2 [49] and PYTHIA 8.205 [50] programs. The positions of various particles in the $\eta $-$\phi $ plane are shown: the LLP (${\mathrm{\tilde{g}}}$) and its daughter particles ($\mathrm{q} \mathrm{\bar{q}} \tilde{\chi}^0_1 $) are shown in the lower and middle planes, respectively; the upper plane depicts the location of the stable final-state particles after hadronization, with shaded ellipses overlaid to indicate the reconstructed jets. Each quark and its decay is assigned a unique colour. The dotted lines indicate the links between parent and daughter particles.

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Figure 2:
An overview of the DNN architecture, which comprises convolutional and dense layers; the number of filters and nodes, respectively, is indicated. Dropout layers and activation functions are not shown. The input features are grouped by object type and ($m \times n$) indicates the maximum number of objects ($m$) and the number of features per object ($n$). The gradients of the class $(L_\text {class})$ and domain $(L_\text {domain})$ losses with respect to the weights $\vec{w}$, used during backward propagation, are shown.

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Figure 3:
A schematic of the input pipeline for training the DNN, which uses the TensorFlow queue system with custom operation kernels for reading ROOT trees from disk, (${p_{\mathrm {T}}}$, $\eta $) resampling for SM jets, and generating random ${c\tau _{0}}$ values for jets from SM backgrounds and data.

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Figure 4:
Distributions of the maximum probability for the LLP jet class obtained from all selected jets in a given event, ${P_\text {max}(\text {LLP}| {c\tau _{0}})}$. The distributions from pp collision data (circular marker) and simulated events (histograms) are compared in the $\mu$+jets (upper row) and $\mu\mu$+jets (lower row) CRs, using a DNN trained without (left column) and with (right column) DA. All probabilities are evaluated with $ {c\tau _{0}} = $ 1 mm. The JSD is introduced in the text.

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Figure 4-a:
Distributions of the maximum probability for the LLP jet class obtained from all selected jets in a given event, ${P_\text {max}(\text {LLP}| {c\tau _{0}})}$. The distributions from pp collision data (circular marker) and simulated events (histograms) are compared in the $\mu$+jets (upper row) and $\mu\mu$+jets (lower row) CRs, using a DNN trained without (left column) and with (right column) DA. All probabilities are evaluated with $ {c\tau _{0}} = $ 1 mm. The JSD is introduced in the text.

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Figure 4-b:
Distributions of the maximum probability for the LLP jet class obtained from all selected jets in a given event, ${P_\text {max}(\text {LLP}| {c\tau _{0}})}$. The distributions from pp collision data (circular marker) and simulated events (histograms) are compared in the $\mu$+jets (upper row) and $\mu\mu$+jets (lower row) CRs, using a DNN trained without (left column) and with (right column) DA. All probabilities are evaluated with $ {c\tau _{0}} = $ 1 mm. The JSD is introduced in the text.

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Figure 4-c:
Distributions of the maximum probability for the LLP jet class obtained from all selected jets in a given event, ${P_\text {max}(\text {LLP}| {c\tau _{0}})}$. The distributions from pp collision data (circular marker) and simulated events (histograms) are compared in the $\mu$+jets (upper row) and $\mu\mu$+jets (lower row) CRs, using a DNN trained without (left column) and with (right column) DA. All probabilities are evaluated with $ {c\tau _{0}} = $ 1 mm. The JSD is introduced in the text.

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Figure 4-d:
Distributions of the maximum probability for the LLP jet class obtained from all selected jets in a given event, ${P_\text {max}(\text {LLP}| {c\tau _{0}})}$. The distributions from pp collision data (circular marker) and simulated events (histograms) are compared in the $\mu$+jets (upper row) and $\mu\mu$+jets (lower row) CRs, using a DNN trained without (left column) and with (right column) DA. All probabilities are evaluated with $ {c\tau _{0}} = $ 1 mm. The JSD is introduced in the text.

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Figure 5:
ROC curves illustrating the tagger performance for the split (solid line), GMSB (dashed), and RPV (dot-dashed) SUSY benchmark models, assuming ${c\tau _{0}}$ values of 1 mm (left) and 1 m (right). The thick and thin solid curves indicate the performance using the DNN trained with and without DA, respectively. The jet sample is defined in the text.

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Figure 5-a:
ROC curves illustrating the tagger performance for the split (solid line), GMSB (dashed), and RPV (dot-dashed) SUSY benchmark models, assuming ${c\tau _{0}}$ values of 1 mm (left) and 1 m (right). The thick and thin solid curves indicate the performance using the DNN trained with and without DA, respectively. The jet sample is defined in the text.

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Figure 5-b:
ROC curves illustrating the tagger performance for the split (solid line), GMSB (dashed), and RPV (dot-dashed) SUSY benchmark models, assuming ${c\tau _{0}}$ values of 1 mm (left) and 1 m (right). The thick and thin solid curves indicate the performance using the DNN trained with and without DA, respectively. The jet sample is defined in the text.

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Figure 6:
The LLP jet tagging efficiency as a function of the jet ${p_{\mathrm {T}}}$, $\eta $, and $N_{\text {SV}}$ using a working point that yields a mistag rate of 0.01% for the udsg jet class, as obtained from an inclusive sample of simulated ${\mathrm{t} \mathrm{\bar{t}}}$ events. The efficiency curves are shown separately for the split (circular marker), GMSB (square), and RPV (triangle) SUSY benchmark models, assuming ${c\tau _{0}}$ values of 1 m (upper row) and 1 mm (lower row).

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Figure 7:
The LLP jet tagging efficiency, using a working point that yields a mistag rate of 0.01% for the udsg jet class obtained from an inclusive sample of simulated ${\mathrm{t} \mathrm{\bar{t}}}$ events, when (left) the DNN is evaluated as a function of the model parameter value ${c\tau _{0}}$ for an uncompressed and a compressed split SUSY model, and (right) the DNN is evaluated over a range of ${c\tau _{0}}$ values for uncompressed split SUSY models generated with $ {c\tau _{0}} = $ 1 mm and 1 m; the dashed vertical lines indicate equality for the evaluated and generated values of ${c\tau _{0}}$ for each model. The fixed model parameters are defined in the legends.

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Figure 7-a:
The LLP jet tagging efficiency, using a working point that yields a mistag rate of 0.01% for the udsg jet class obtained from an inclusive sample of simulated ${\mathrm{t} \mathrm{\bar{t}}}$ events, when (left) the DNN is evaluated as a function of the model parameter value ${c\tau _{0}}$ for an uncompressed and a compressed split SUSY model, and (right) the DNN is evaluated over a range of ${c\tau _{0}}$ values for uncompressed split SUSY models generated with $ {c\tau _{0}} = $ 1 mm and 1 m; the dashed vertical lines indicate equality for the evaluated and generated values of ${c\tau _{0}}$ for each model. The fixed model parameters are defined in the legends.

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Figure 7-b:
The LLP jet tagging efficiency, using a working point that yields a mistag rate of 0.01% for the udsg jet class obtained from an inclusive sample of simulated ${\mathrm{t} \mathrm{\bar{t}}}$ events, when (left) the DNN is evaluated as a function of the model parameter value ${c\tau _{0}}$ for an uncompressed and a compressed split SUSY model, and (right) the DNN is evaluated over a range of ${c\tau _{0}}$ values for uncompressed split SUSY models generated with $ {c\tau _{0}} = $ 1 mm and 1 m; the dashed vertical lines indicate equality for the evaluated and generated values of ${c\tau _{0}}$ for each model. The fixed model parameters are defined in the legends.

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Figure 8:
Expected lower limits (95% CL) on ${m_{{\mathrm{\tilde{g}}}}}$ as a function of ${c\tau _{0}}$ for split SUSY models with an uncompressed (left) and a very compressed (right) mass spectrum. The shaded bands indicate the total uncertainty from both statistical and systematic sources. The model assumptions are indicated by the legends. The results are compared to the expected limits obtained in Ref. [28], indicated by a dashed line.

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Figure 8-a:
Expected lower limits (95% CL) on ${m_{{\mathrm{\tilde{g}}}}}$ as a function of ${c\tau _{0}}$ for split SUSY models with an uncompressed (left) and a very compressed (right) mass spectrum. The shaded bands indicate the total uncertainty from both statistical and systematic sources. The model assumptions are indicated by the legends. The results are compared to the expected limits obtained in Ref. [28], indicated by a dashed line.

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Figure 8-b:
Expected lower limits (95% CL) on ${m_{{\mathrm{\tilde{g}}}}}$ as a function of ${c\tau _{0}}$ for split SUSY models with an uncompressed (left) and a very compressed (right) mass spectrum. The shaded bands indicate the total uncertainty from both statistical and systematic sources. The model assumptions are indicated by the legends. The results are compared to the expected limits obtained in Ref. [28], indicated by a dashed line.

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Figure 9:
The negative log-likelihood of a maximum likelihood fit to the Asimov data set as a function of the expected gluino production cross section for a (left) uncompressed and (right) compressed scenario. The black solid (dashed) line indicate the 68% (95%) CL, while the white dashed lines indicate the SF constraints (68% and 95% CL) at $r = r_\text {UL}$. The product of the LLP jet tagger efficiency and the SF is bound to [0,1].

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Figure 9-a:
The negative log-likelihood of a maximum likelihood fit to the Asimov data set as a function of the expected gluino production cross section for a (left) uncompressed and (right) compressed scenario. The black solid (dashed) line indicate the 68% (95%) CL, while the white dashed lines indicate the SF constraints (68% and 95% CL) at $r = r_\text {UL}$. The product of the LLP jet tagger efficiency and the SF is bound to [0,1].

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Figure 9-b:
The negative log-likelihood of a maximum likelihood fit to the Asimov data set as a function of the expected gluino production cross section for a (left) uncompressed and (right) compressed scenario. The black solid (dashed) line indicate the 68% (95%) CL, while the white dashed lines indicate the SF constraints (68% and 95% CL) at $r = r_\text {UL}$. The product of the LLP jet tagger efficiency and the SF is bound to [0,1].
Tables

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Table 1:
A priori expected counts and uncertainties for SM backgrounds and split SUSY models, as determined from simulation, in categories defined by ${H_\mathrm {T}}$ and (${N_\text {jet}}$, ${N_\text {tag}}$). The uncompressed and compressed split SUSY models are defined in Section 4. The value of ${c\tau _{0}}$ is assumed to be 1 mm. The uncertainties include both statistical and systematic contributions. Expected counts for events that satisfy $ {N_\text {tag}} < $ 2 are not shown.
Summary
Many models of new physics beyond the standard model predict the production of long-lived particles (LLPs) in proton-proton (pp) collisions at the LHC. Jets arising from the decay of LLPs (LLP jets) can be appreciably displaced from the pp collisions. The development of a novel tagger to identify LLP jets is presented. The tagger employs a deep neutral network (DNN) using an architecture inspired by the DEEPJET algorithm. Simplified models of split supersymmetry (SUSY), which yield neutralinos and LLP jets from the decay of long-lived gluinos, are used to train the DNN and demonstrate its performance.

The application of various techniques related to the tagger are reported. A custom labelling scheme for LLP jets based on truth information from Monte Carlo generator programs is defined. The proper decay length ${c\tau_{0}}$ of the gluino is used as an external parameter to the DNN, which allows hypothesis testing over several orders of magnitude in ${c\tau_{0}}$ with a single DNN. The DNN was trained using both simulated and pp collision data using domain adaptation by backward propagation. This approach significantly improves the agreement between simulation and data, by an order of magnitude according to the Jensen-Shannon divergence, when compared to training the DNN with simulation only. The method is validated using signal-depleted control samples of pp collisions at a centre-of-mass energy of 13 TeV. The samples were recorded by the CMS experiment and correspond to an integrated luminosity of 35.9 fb$^{-1}$. Training the DNN with pp collision data does not significantly degrade the tagger performance. The tagger rejects 99.99% of light-flavour jets from SM processes, as measured in an inclusive $\mathrm{t\bar{t}}$ sample, while retaining approximately 30-80% of LLP jets for split SUSY models with 1 mm $\leq \text{c}\tau_0 \leq$ 10 m and a gluino-neutralino mass difference of at least 200 GeV.

Finally, the potential performance of the tagger is demonstrated through its use in a search for split SUSY in final states containing jets and significant transverse missing momentum. Simulated events samples provide the expected contributions from SM background processes. Candidate signal events were categorized according to the scalar sum of jet momenta, the number of jets, and the number of tagged LLP jets. Expected lower limits on the gluino mass (95% CL) are determined with a binned likelihood fit as a function of ${c\tau_{0}}$ in the range from 10 m to 10 m. A procedure to constrain a correction to the LLP jet tagger efficiency in the likelihood fit is introduced. Competitive limits are demonstrated: long-lived gluinos of mass $>$ 2 TeV and proper decay length 1 mm $ \leq {c\tau_{0}} \leq $ 1 m are expected to be excluded by this search.
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Compact Muon Solenoid
LHC, CERN